PRIVACY AND DISCLOSURES
Park and Elm Investment Advisers, LLC we are a Registered Investment Advisor offering Investment Advisory Services. The custodian for our client’s funds is The Charles Schwab Corportation. Park and Elm Investment Advisers, LLC is not affiliated with The Charles Schwab Corporation. We are registered with the Indiana Secretary of State Securities Division and additional information about us can be found on our ADV at http://www.adviserinfo.sec.gov/ . The information on this website has not been approved, verified, or otherwise endorsed by the SEC or by any state securities authority.
The website is for informational purposes only. It is not to be construed as tax, legal, or investment advice.
The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by The Plaid Agency to provide information on a topic that may be of interest. The Plaid Agency is not affiliated with the named representative, broker-dealer, state- or SEC-registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
Park and Elm Investment Advisers, LLC is a registered investment adviser in the States of Washington, Ohio, Illinois and Indiana. The Adviser may not transact business in states where it is not appropriately registered, excluded or exempted from registration. Individualized responses to persons that involve either the effecting of transaction in securities, or the rendering of personalized investment advice for compensation, will not be made without registration or exemption
NOTICE OF PRIVACY STATEMENT FOR PARK + ELM ADVISERS
Categories of Information We Collect
- Information we receive from you on applications or other forms such as your name, your address, your social security number, your asset level and/or your income level.
- Information about your transactions with us, our affiliates or others.
Categories of Information We Disclose
- Information we receive from you on applications or other forms such as your name, your address, your social security number, your asset level and/or your income level.
- Information about your transactions with us, our affiliates or others.
We do not share mobile opt-in data or consent with any third parties or affiliates. We will never disclose any personal information such as Phone numbers and SMS consent with any third parties for marketing purposes.
Categories of Parties To Whom We Disclose
- Financial services providers, such as other investment advisers, outside custodians, broker/dealers, life insurance agents, banks, etc.
Your Right to Opt Out
If you prefer that we not disclose nonpublic information about you to non‑affiliated third parties, you may opt out of those disclosures, that is, you may direct us not to make those disclosures other than those disclosures permitted by law. If you wish to opt out of disclosures to non‑affiliated third parties, you may call our firm at 855‑ParkElm or contact us by email at kward@park-elm.com.
Confidentiality and Security
We at Park and Elm Investment Advisers restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
SMS Terms & Conditions
1. Consent to Receive SMS Messages
By providing your mobile number and opting in, you consent to receive automated marketing and service text messages from Park and Elm Investment Advisers, LLC (“we,” “us,” or “our”). Consent is not a condition of purchase.
The information (Phone Numbers) obtained as part of the SMS consent process will not be shared with third parties for marketing purposes.
2. Types of SMS Communications
If you have consented to receive text messages from Park and Elm, you may receive messages related to the following:
Customer Care
Appointment Reminders
Account updates and/or changes
Example: “Hi there, we want to confirm your new account is open and ready to be funded, I’ll send email instructions with next steps. Reply STOP to opt out.”
3. Message Frequency
The number of messages you receive will vary based on your interactions with us. Message frequency may vary depending on the type of communication. For example, you may receive up to two SMS messages per week related to your accounts.
4. Potential Fees for SMS Messaging
Please note that standard message and data rates may apply, depending on your carrier’s pricing plan. These fees may vary if the message is sent domestically or internationally.
5. Opt-In Method
You may opt-in to receive SMS messages from Park and Elm in the following ways
Verbally, during a conversation
By contacting us first
6. Opt-Out Method
You can opt out of receiving SMS messages at any time. To do so, simply reply “STOP” to any SMS message you receive. Alternatively, you can contact us directly to request removal from our messaging list.
7. Help
If you are experiencing any issues, you can reply with the keyword HELP. Or, you can get help directly from us at www.park-elm.com
8. Standard Messaging Disclosures
Message and data rates may apply.
You can opt out at any time by texting “STOP.”
For assistance, text “HELP” or visit our [Privacy Policy] and [Terms and Conditions] pages.
Message frequency may vary